Q1 Trends in Regulatory Actions

The latest Banking Compliance Index (BCI) quarterly report was released on Tuesday by Continuity, and it showed that Q1 2019 was the third consecutive quarter where more than 50% of enforcement actions were taken against bank officers and directors, rather than financial institutions. The BCI measures the incremental cost burden on financial institutions to keep …

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Source: DS News

2019-04-23T13:32:10-06:00